Private Fund Compliance Operations Forum

Description

The Private Fund Compliance Operations Forum brings together private fund compliance, operations, and risk professionals to share practical strategies for implementing regulatory requirements into daily practice. Participants learn how to translate SEC rules into effective systems, workflows, and controls, benchmark processes with peers, and explore real-world solutions in collaborative roundtables, think tanks, and workshops. Topics include preparing for examinations, embedding compliance in core functions such as marketing and AML, leveraging technology and automation, and improving reporting and oversight.

Attendees engage with compliance leaders from a broad range of firms, build peer networks, and gain insights on the biggest challenges facing compliance functions. The program emphasizes peer-to-peer learning, practical applications of regulatory expectations, and strategies for strengthening a firm’s compliance culture.